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复核引用

复核引用

对照源文档检查引用,抓出错误或幻觉出来的引用。一个 Choice 问题就能判断引文所在的上下文是否支撑该论断。

LLM 回答一个问题,并附上引用:每一条论断配一段源文档中的章节,以及它所依据的引文。其中有些引用是错的,甚至是幻觉出来的:引文可能压根不在文档里;也可能在文档里一字不差地存在,但它所在的上下文恰恰说的是相反的意思。

人工核对一条很慢:先找到文档,再在里面找到引文,然后还要读足够多的上下文,才能判断它是否支撑该论断。

要自动化这项检查,我们先用普通的字符串匹配找出缺失的引文,再用一个 Choice 问题,去读每条留下来的引文所在的上下文,判断它是否支撑该论断。

  %%{init: {"flowchart": {"wrappingWidth": 330}}}%%
flowchart LR
    cite["source document + citation"]

    match{"is the quote<br/>in the source?"}
    fab["mark <b>fabricated</b>"]

    subgraph request[" "]
        q["Choice &mdash; how does the<br/>section relate to the claim?<br/>supports &rarr; mark <b>verified</b><br/>contradicts &rarr; mark <b>contradicted</b><br/>says nothing &rarr; mark <b>unsupported</b>"]
    end

    gate{"confidence<br/>&ge; 0.8?"}
    stand["let the verdict stand"]
    review["a human confirms it"]

    cite --> match
    %% the two edges that reach the call come first, so they stay adjacent; the
    %% string match's own verdict is declared last and lands below them
    match -- "found" --> request
    match -- "no quote" --> request
    match -- "not found" --> fab
    request --> gate
    gate --> stand
    gate --> review

下面,某 LLM 关于 RFC 7519(JSON Web Token)的回答里有 8 条引用,全都走一遍这项检查。其中 4 条准确的在置信度 0.93 及以上返回 verified。我们埋下的 4 处错误也全部被抓了出来:一条捏造的引文、一条被否定的论断,以及两条不受支撑、需转人工处理的引用。

你要在这里构建的函数 check_citation(),接收一份源文档和一条引用,返回四种判定之一:verified、unsupported、contradicted 或 fabricated。它还会返回一个置信度,用来标出哪些该让人看一眼。

准备工作

pip install ipython 'cooksafe>=0.2.0,<0.3.0'

然后设置 TYPESAFE_API_KEY。每次 API 调用都会缓存进 json_cache.json,这个文件随 cookbook 一起提供,所以重跑时回放的是已发布的数字,而不会真的调用 API。把该文件删掉,就能全部真实调用。

下面的数字来自 2026-08-16 的 jev-1.12。

import json
import os
import re
from pathlib import Path
from time import perf_counter

from cooksafe import JsonCache, make_playground_link
from IPython.display import Markdown, display
from typesafe_sdk import Choice, TypeSafeClient

TYPESAFE_MODEL = "jev-1.12"
AUTO_ACCEPT = 0.8  # start high for more human review as you build trust in the model

client = TypeSafeClient(
    api_key=os.environ.get("TYPESAFE_API_KEY", "cache-only"),
    base_url=os.environ.get("TYPESAFE_ENDPOINT"),
    timeout=120.0,
)
json_cache = JsonCache(Path("json_cache.json"))

载入源文档和引用

源文档是 RFC 7519(JSON Web Token),从 rfc-editor.org 抓取,并作为 rfc7519.txt 提交在与本 cookbook 同级的位置。下面的代码会剥掉页眉页脚,再把文本切成带编号的章节。

citations.json 里的 8 条引用是某 LLM 依据该 RFC 写的。其中 4 条准确;另外 4 条我们做了改动,好让它们通不过检查。

def load_source() -> str:
    """RFC 7519 verbatim, minus the page headers and footers that interrupt its paragraphs."""
    lines = []
    for line in Path("rfc7519.txt").read_text().splitlines():
        bare = line.lstrip("\f")
        if re.match(r"Jones, et al\.\s.*\[Page \d+\]$", bare):
            continue
        if re.match(r"RFC 7519\s+JSON Web Token \(JWT\)\s+May 2015$", bare):
            continue
        lines.append(bare)
    return re.sub(r"\n{3,}", "\n\n", "\n".join(lines))

def split_sections(source: str) -> dict[str, str]:
    """Map each numbered section ("4.1.3") to its text, split on the RFC's header lines."""
    boundary = re.compile(r"(?m)^(?:(\d+(?:\.\d+)*)\.  .+|Appendix [A-Z]\..*)$")
    marks = list(boundary.finditer(source))
    sections = {}
    for mark, nxt in zip(marks, marks[1:] + [None]):
        if mark.group(1) is None:  # an appendix header only terminates the section before it
            continue
        sections[mark.group(1)] = source[mark.start() : nxt.start() if nxt else len(source)].strip()
    return sections

SOURCE = load_source()
SECTIONS = split_sections(SOURCE)
CITATIONS = json.loads(Path("citations.json").read_text())

print(f"{len(SOURCE):,} characters, {len(SECTIONS)} numbered sections, {len(CITATIONS)} citations")
print("\nA citation with a quote:")
print(json.dumps(CITATIONS[1], indent=2))
print("\nA claim-only citation:")
print(json.dumps(next(c for c in CITATIONS if c["quote"] is None), indent=2))
58,365 characters, 45 numbered sections, 8 citations

A citation with a quote:
{
  "id": "aud_reject",
  "claim": "If a validator does not find itself in a token's audience list, it has to reject the token.",
  "quote": "If the principal processing the claim does not identify itself with a value in the \"aud\" claim when this claim is present, then the JWT MUST be rejected.",
  "section": "4.1.3"
}

A claim-only citation:
{
  "id": "iat_future",
  "claim": "The \"iat\" claim requires validators to reject tokens whose issue time is in the future.",
  "quote": null,
  "section": "4.1.6"
}

在源文档里找每条引文

源文档里找不到的引文,就是捏造的,找出这一点根本不需要模型。先把空白和弯引号归一化,这样引文即使跨了 RFC 的换行也能匹配上,再把它当作子串去查找。匹配成功还会顺带告诉你引文来自哪一节,而这一节就是下一步交给模型读的文本。

一条引用也可能只点名了某一节,却没有引用其中任何内容。这种情况没有东西可匹配,那就直接取它点名的那一节,去找模型。

def normalize(text: str) -> str:
    """Collapse whitespace and fold curly quotes, so a quote matches across line wraps."""
    table = str.maketrans({"“": '"', "”": '"', "‘": "'", "’": "'"})
    return re.sub(r"\s+", " ", text.translate(table)).strip()

def find_quote(sections: dict[str, str], quote: str) -> str | None:
    """The number of the section that contains the quote verbatim, or None."""
    needle = normalize(quote)
    for number in sorted(sections, key=lambda n: [int(p) for p in n.split(".")]):
        if needle in normalize(sections[number]):
            return number
    return None

def locate(sections: dict[str, str], citation: dict) -> tuple[str, str | None]:
    """Step 1 for one citation: a status, plus the section step 2 will read."""
    if citation["quote"] is None:
        return "section-only", sections[citation["section"]]
    number = find_quote(sections, citation["quote"])
    if number is None:
        return "missing", None
    return "found", sections[number]

for citation in CITATIONS:
    status, section = locate(SECTIONS, citation)
    where = f"section of {len(section):,} chars" if section else "not in the source"
    print(f"{citation['id']:<18}{status:<14}{where}")
epoch_seconds     found         section of 3,122 chars
aud_reject        found         section of 761 chars
sig_reporting     missing       not in the source
clock_skew        found         section of 529 chars
exp_required      found         section of 529 chars
pii_encryption    found         section of 1,653 chars
iat_future        section-only  section of 270 chars
duplicate_names   found         section of 918 chars

验证源文档是否支撑该论断

走到这一步还带着引文的引用,都和源文档一字不差。但这还不够:引文可能准确无误,而架在它上面的论断依然可能是错的。要判断这一点,就得看引文所在的上下文,也就是第 1 步找到的那一节。

对每条留下来的引用问一个 Choice 问题,覆盖一节内容与论断之间可能有的三种关系。概率最高的那个选项就是判定结果,而 AUTO_ACCEPT(上面代码里是 0.8)决定接下来怎么处理它:

  • 置信度不低于 0.8:判定直接生效;
  • 低于 0.8:先由人确认这个判定,之后才会有人据此行动。

一开始把阈值设高些,等你看到模型在你自己的文档上表现如何,再往下调。

QUESTIONS = {
    "relation": Choice(
        instructions="How does the section relate to the claim?",
        criteria={
            "supports": "The section states the claim or directly implies that it is true",
            "contradicts": "The section states the opposite of the claim or implies it is false",
            "says_nothing": "The section does not address what the claim asserts, either way",
        },
    ),
}

RELATION_TO_VERDICT = {
    "supports": "verified",
    "contradicts": "contradicted",
    "says_nothing": "unsupported",
}

@json_cache
def ask(claim: str, section: str) -> dict:
    started = perf_counter()
    response = client.system_one(
        state={"claim": claim, "section": section},
        questions=QUESTIONS,
        model=TYPESAFE_MODEL,
    )
    answer = response.answers["relation"]
    return {
        "choice": answer.choice,
        "probabilities": answer.probabilities,
        "confidence": answer.confidence,
        "seconds": round(perf_counter() - started, 2),
        "input_tokens": response.usage.input_tokens or 0,
        "output_tokens": response.usage.output_tokens or 0,
    }

def verdict(status: str, answer: dict | None) -> dict:
    """Fold step 1 and step 2 into one of the four labels, plus an auto-or-review flag."""
    if status == "missing":
        # confidence None: no model was called, so there is no model confidence to report
        return {"verdict": "fabricated", "confidence": None, "auto": True}
    return {
        "verdict": RELATION_TO_VERDICT[answer["choice"]],
        "confidence": answer["confidence"],
        "auto": answer["confidence"] >= AUTO_ACCEPT,
    }

def check_citation(sections: dict[str, str], citation: dict) -> dict:
    status, section = locate(sections, citation)
    answer = ask(citation["claim"], section) if section is not None else None
    return {"id": citation["id"], "status": status, "answer": answer, **verdict(status, answer)}

逐条检查所有引用

8 条引用全部走同一套检查:

print(f"{'citation':<18}{'quote':<14}{'relation':<14}{'conf':>6}  {'verdict':<13}{'action':>7}")
for citation in CITATIONS:
    result = check_citation(SECTIONS, citation)
    answer = result["answer"]
    relation = answer["choice"] if answer else "-"
    conf = f"{answer['confidence']:.2f}" if answer else "-"
    action = "auto" if result["auto"] else "review"
    print(
        f"{result['id']:<18}{result['status']:<14}{relation:<14}{conf:>6}"
        f"  {result['verdict']:<13}{action:>7}"
    )
citation          quote         relation        conf  verdict       action
epoch_seconds     found         supports        0.93  verified        auto
aud_reject        found         supports        0.95  verified        auto
sig_reporting     missing       -                  -  fabricated      auto
clock_skew        found         supports        0.99  verified        auto
exp_required      found         contradicts     0.99  contradicted    auto
pii_encryption    found         says_nothing    0.27  unsupported   review
iat_future        section-only  says_nothing    0.56  unsupported   review
duplicate_names   found         supports        0.99  verified        auto

4 条引用返回 verified,1 条 fabricated,1 条 contradicted,还有 2 条 unsupported。

  • epoch_seconds、aud_reject、clock_skew 和 duplicate_names 就是那 4 条准确的引用。它们都以 0.93 或更高的置信度返回 verified,远高于 AUTO_ACCEPT。
  • sig_reporting 根本没送到模型那里。它的引文不在 RFC 里,所以光靠字符串匹配就判为 fabricated。
  • exp_required 一字不差地引用了 4.1.4 节,而同一节写着 “Use of this claim is OPTIONAL”,所以它是 contradicted,置信度 0.99。
  • pii_encryption 和 iat_future 分别以 0.27 和 0.56 返回 unsupported,都在阈值之下,于是都转给了人。pii_encryption 说明了为什么光有字符串匹配不够:它的引文在源文档里一字不差,而它来自的那一节对这条论断只字未提。

想把它用到你自己的数据上,就替换 rfc7519.txt 和 citations.json。load_source() 和 split_sections() 是按 RFC 的版式写的,换一种形态的文档就需要自己写解析。

归一化之后的字符串匹配是精确匹配:被截断或稍微改过措辞的引文,都会返回 fabricated。生产系统如果容忍不严谨的引用方式,就得改用模糊匹配。

在 Playground 里打开

这个链接里装着某条引用的论断和章节,再加上那个问题。打开它,就能在浏览器里实时跑同样的调用。

example = next(c for c in CITATIONS if c["id"] == "exp_required")
_, example_section = locate(SECTIONS, example)
playground_link = make_playground_link(
    {"claim": example["claim"], "section": example_section}, QUESTIONS, models=[TYPESAFE_MODEL]
)
display(Markdown(f"🔗 [Open one citation's claim + section in the TypeSafe playground]({playground_link})"))
在 TypeSafe Playground 里打开某条引用的论断 + 章节 →